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Soil compaction, shrinkage and swell

Two different factors for the same soil, and a published record that disagrees with itself by tens of points. What the tables actually say, and why the number has to be yours.

Last updated 30 September 2026

By Calcumetryx Editorial

The short answer
Swell is how much a soil bulks when dug; shrinkage is how much it loses when compacted. They are two different measurements, and neither is a property of a soil name. The public tables — FHWA, state DOT manuals, the standard textbooks — give different figures for the same material, different figures for the same material at different compaction specs, and different figures in different states. The two tables that carry a variation note, Church (1981) as the WisDOT report reproduces it and the FHWA exhibit, put ±33% on their factors. So a fill calculator that ships “clay: 20%” is shipping a guess. This page shows the published numbers with their sources, and then does the arithmetic with whatever figure your report gives.
Try your factorTry your numbers

Choose which state you start from (bank, loose or compacted) and enter your own swell or shrinkage. The working shows each step, so you can see which volume is being converted into which.

Swell factor
What do you need?

Bank, loose and compacted, from your factors

In the ground, undisturbed, measured in place

In whichever unit you have. It must be in the state chosen above.

Percent of the bank volume the material gains when dug. Enter 25 for 25%, not 1.25. Your geotechnical report, your hauler’s records or a measurement of your own; the other mode works it out.

Percent of the bank volume lost when the material is compacted to your specification. Leave blank if you only need bank and loose. Negative if the compacted volume is larger than the bank volume, as blasted rock can be.

Loose volume

Loose volume: — cubic yards

cubic yards

Waiting on you

Enter your swell for the loose volume, your shrinkage for the compacted volume, or both. The tool has no factor of its own: the published tables differ from one another, and the two that carry a variation note put ±33% on their factors.

Show the calculation2 steps

The working

  1. Loose volume = Bank volume × (1 + Swell)

    And back: Bank volume = Loose volume ÷ (1 + Swell).

  2. Compacted volume = Bank volume × (1 − Shrinkage)

    And back: Bank volume = Compacted volume ÷ (1 − Shrinkage).

Open the full swell factor calculator

Two factors, not one

Swell — bank to loose

Loose = Bank × (1 + Swell)

Digging breaks the structure and adds air. Swell depends on the material and how it is dug, and it is the figure hauling is priced on.

Shrinkage — bank to compacted

Compacted = Bank × (1 − Shrinkage)

Compaction drives air out beyond what the natural ground held. Shrinkage depends on the material, its moisture and — above all — the compaction specified. It is the figure fill is priced on.

Compacted fill back to bank and loose

Bank needed = Compacted ÷ (1 − Shrinkage); Loose to haul = Bank needed × (1 + Swell)

A fill is specified compacted. To know what to dig or buy you go back to bank; to know what to truck you go on to loose. Both factors, in sequence.

What the published tables actually say

A 2023 research report for the Wisconsin Department of Transportation set out to establish weight–volume relationships for the state’s own soils, and in doing so gathered the published shrink and swell tables into one appendix. Three things stand out in it, and they are the whole argument of this page.

First: the same soil shrinks by a different amount depending on how hard it is compacted. Burch (1997) tabulated the shrink factor — compacted volume as a fraction of bank — for common soils at each compaction specification:

Material95% standard Proctor100% standard Proctor100% modified Proctor
Dry sand0.830.770.72
Damp gravel0.930.870.78
Dry clay—0.940.82
Dry dirt—0.830.78

Dry sand at 0.72 loses 28% of its bank volume; at 0.83 it loses 17%. Same sand. The specification on the drawing decides which, which is why a table indexed by soil name alone cannot answer the question.

Second: different sources give different figures for the same material. Swell from bank to loose, in percent, as tabulated by the FHWA (2022) and by Church (1981):

MaterialFHWA (2022)Church (1981)
Clay, dry50%35%
Earth / loam, dry50%35%
Earth / loam, damp43%40%
Gravel, dry (well graded vs. dry gravel)33%15%
Silt36%36%
Topsoil56%56%

Fifteen points apart on dry clay and loam; more than double on gravel. Both are respectable sources. Neither measured your site.

Third: state DOTs set design shrinkage by geography and by job, not by soil. From their manuals as summarised in the same appendix:

ManualConditionDesign shrinkage
TDOT (2021)Light cuts and fills, 1–2 ft, earth30 – 50%
TDOT (2021)Light cuts and fills, 4–6 ft, earth15 – 20%
TDOT (2021)Heavy cuts and fills, earth10%
NCDOT (2021)Mountains15 – 20%
NCDOT (2021)Eastern coastal plain25 – 30%
InDOT (2013)Divided roadway, under 1,000 cu yd per 100 ft25%
InDOT (2013)Divided roadway, 2,000 cu yd per 100 ft or more15%

Tennessee’s figure for the same earth runs from 10% on a heavy job to as much as 50% on a shallow one, because thin fills lose proportionally more to the subgrade and the edges. North Carolina uses one range in the mountains and another on the coastal plain. These are estimating factors for road design in those states — a useful reference for the order of magnitude, not a value for a site.

And the note the report prints under its table of Church’s factors: swell and shrinkage factors are subject to an average ±33 percent variation, for rock and earth alike. The FHWA exhibit’s own footnote says its factors are subject to ±33% variation. Read as a share of the published figure, which neither note says outright, a published 20% is a published 13-to-27%.

Why a fill shrinks and a cut swells

  • Natural ground has a structure with voids in it. Digging destroys the structure and adds air, so the loose volume is larger — swell.
  • Compaction squeezes the voids smaller than the natural ground had, so the placed volume is smaller than the bank volume it came from — shrinkage.
  • How much smaller depends on the target density in the specification (the Proctor percentage), the moisture at placement, and the equipment. None of those is in the soil’s name.
  • Rock is the exception that proves it: blasted rock cannot be compacted back below its bank volume, so its "shrinkage" is a further swell — the tables show it as a positive embankment factor.

Where your factor comes from

  • The geotechnical report for the site, which will state shrinkage and swell for the materials it identifies and the compaction it recommends.
  • Your state DOT’s design manual, for an estimating range appropriate to the region and the size of the job — the tables above show the kind of thing it will say.
  • A test strip: a measured bank volume, placed and compacted to the specification, measured again. This is what the factors in the tables were once, before they became tables.
  • Not this page, and not any calculator. This site ships no factor because the sources above show there is no single factor to ship.

The arithmetic, with your figures

Suppose a report gives 15% shrinkage and 25% swell for the material, the drawings call for 100 cubic yards of compacted fill, and the trucks carry 12 loose yards. The two percentages are inputs to the example, not recommendations.

StepWorkingResult
Bank volume needed100 ÷ (1 − 0.15)117.6 cu yd
Loose volume to haul117.6 × 1.25147.1 cu yd
Truck loads147.1 ÷ 12, rounded up13
Loads if priced on the compacted figure100 ÷ 12, rounded up9

4 extra loads on 100 yards of fill — 44% more trucking than the compacted figure suggests. Change the shrinkage to the other end of the ±33% band and the load count moves again, which is the practical meaning of that caveat.

How Calcumetryx handles it

The swell factor calculator converts between bank, loose and compacted volume from the factors you enter, on either definition of the compaction figure (shrinkage of the bank volume, or expansion of the fill as Wisconsin DOT uses it), and derives a swell and a shrinkage from measured densities. The fill dirt calculator takes the compacted volume and the compaction percentage you enter and reports the loose quantity to order and the truck loads; leave the percentage blank and it says the compacted figure is being used as-is and why that is optimistic. The cut and fill calculator takes swell and shrinkage as two separate optional inputs and reports whether the cut covers the fill in loose terms. None of them carries a default, for the reasons on this page.

Sources
  1. Weight-Volume Relationships and Conversion Factors for Soils and Aggregates of Wisconsin — Final Report, Appendix C: Shrinkage and Expansion (Swell) Factors from Literature Review — Cetin, Bulduk (Michigan State University), Likos, Edil (University of Wisconsin–Madison) for the Wisconsin Department of Transportation, WisDOT ID G22-05, December 2023Supports: Every figure in the three tables above, as that appendix transcribes them from FHWA (2022), Church (1981), Burch (1997), TDOT (2021), NCDOT (2021) and InDOT (2013), and the ±33% variation note. The original tables were not consulted directly. · checked 3 September 2026
  2. Bank, loose and compacted measure are defined by the formulas above — Arithmetic — verifiable by handSupports: The worked example. Its factors are stated inputs. · checked 3 September 2026